Our Mission

New England Capital is a process driven wealth management firm whose
purpose is to help you achieve successful financial outcomes to accomplish your life goals.

Our Approach

New England Capital utilizes a team-based approach to serving our clients. While each client will have a designated advisor, we rely on the individual expertise of all team members to best meet your needs.

Our Advisory Team

Our priority is helping you take care of yourself and your family. We want to learn more about your unique situation, identify your dreams and goals, and understand your risk tolerance. Long- term relationships that encourage open and honest communication are the cornerstone and foundation of success.

*Please Note: Limitations. The achievement of any professional designation, certification, degree, or license, recognition by publications, media, or other organizations, membership in any professional organization, or any amount of prior experience or success, should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if NECFA is engaged, or continues to be engaged, to provide investment advisory services.

Our Client Service Team

The Client Service Team operates as a direct link between you and your advisor. Their goals are tied to yours, and they will help to successfully implement your financial plans and find answers to your questions in a timely fashion. Please contact your Client Service Team for any of the following:

  • Process one-time withdrawals
  • Update information on your account record (address, phone number, name)
  • Assist in completing paperwork
  • Request statements, reports, or tax documents
  • Answer general questions about your accounts or mailings

Chief Compliance Officer

Darren Tapley

Darren M. Tapley

Chief Compliance Officer/Operations Specialist